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Application for Iowa Counter Employee License

Application

Identification
The Iowa Insurance Division will not receive a copy of the application until it has been submitted with payment from the licensing coordinator.
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Ex. MM/DD/YYYY date_range access_time
Ex. 555-55-5555 date_range access_time
Street address is required date_range access_time
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Ex. 55555-5555 date_range access_time
Ex. 555-555-5555 date_range access_time
Ex. 555-555-5555 date_range access_time
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Background Information
Please answer yes or no to the following questions. If you answer yes to any question, you must include a written statement explaining your answer.
Do you now hold or have you ever held an insurance license in Iowa or any other state? *

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Have you ever been named or involved as a party in an administrative proceeding, including FINRA sanction or arbitration proceeding regarding any professional or occupational license or registration? *

“Involved” means having a license censured, suspended, revoked, canceled, terminated; or, being assessed a fine, a cease and desist order, a prohibition order, a compliance order, placed on probation, sanctioned or surrendering a license to resolve an administrative action. “Involved” also means being named as a party to an administrative or arbitration proceeding, which is related to a professional or occupational license, or registration. “Involved” also means having a license, or registration application denied or the act of withdrawing an application to avoid a denial. INCLUDE any business so named because of your actions in your capacity as an owner, partner, officer or director, or member or manager of a Limited Liability Company. You may EXCLUDE terminations due solely to noncompliance with continuing education requirements or failure to pay a renewal fee.

If you answer yes, you must upload to this application:
Uploaded Files:
Uploaded Files:
Uploaded Files:
Have you ever been convicted of a misdemeanor, had a judgment withheld or deferred, or are you currently charged with committing a misdemeanor? *

You may exclude the following misdemeanor convictions or pending misdemeanor charges: traffic citations, driving under the influence (DUI), driving while intoxicated (DWI), driving without a license, reckless driving, or driving with a suspended or revoked license. You may also exclude juvenile adjudications (offenses where you were adjudicated delinquent in a juvenile court)

At minimum, the document should include a statement explaining the circumstances.
Uploaded Files:
Have you ever been convicted of a felony, had a judgment withheld or deferred, or are you currently charged with committing a felony? *

You may exclude juvenile adjudications (offenses where you were adjudicated delinquent in a juvenile court)

At minimum, the document should include a statement explaining the circumstances.
Uploaded Files:
If you have a felony conviction involving dishonesty or breach of trust, have you applied for written consent to engage in the business of insurance in your home state as required by 18 USC 1033?

If so, was consent granted?

Uploaded Files:

NOTEFor the following Questions  “Convicted” includes, but is not limited to, having been found guilty by verdict of a judge or jury,

having entered a plea of guilty or nolo contendere or no contest, or having been given probation, a suspended sentence, or a fine.

If you answer yes to any of these questions, you must attach to this application:

a) a written statement explaining the circumstances of each incident,

b) a copy of the charging document,

c) a copy of the official document, which demonstrates the resolution of the charges or any final judgment.

Have you ever been convicted of a military offense, had a judgment withheld or deferred, or are you currently charged with committing a military offense? *

Uploaded Files:
Affiliation/Examination Verification
Certification
Note: Failure to provide an accurate email address will result in the rejection of this application. date_range access_time